Regulatory Compliance Services

REGULATORY COMPLIANCE SERVICES

DataGuard’s Regulatory Compliance Services involve helping organizations adhere to specific industry regulations, standards, and legal requirements related to data privacy and security. These services assist organizations in understanding and implementing the necessary security controls and practices required to achieve compliance with regulations such as FINRA (Financial Industry Regulatory Authority), HIPAA (Health Insurance Portability and Accountability Act), SOX (Sarbanes Oxley), ITAR (International Traffic in Arms Regulations), and others.

Regulatory Compliance Services include risk assessments, policy development, security gap analysis, and ongoing monitoring to ensure that organizations meet the requirements and avoid potential penalties or legal repercussions.

Main Features

  • Compliance Assessment
  • Regulatory Framework Expertise
  • Policy and Procedure Development
  • Security Controls Implementation
  • Compliance Monitoring and Reporting
  • Incident Response Planning
  • Ongoing Compliance Management
  • Compliance Remediation
  • Regulatory Updates and Guidance
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Compliance Assessment

Conduct assessments to evaluate an organization’s current compliance status, identify gaps, and determine the steps needed to achieve compliance with relevant regulations and standards.

Policy and Procedure Development

Assisting in creating and implementing policies, procedures, and controls that align with regulatory requirements and best practices.

Compliance Monitoring and Reporting

Establishing processes and tools to continuously monitor compliance, track security incidents, and generate reports required by regulatory bodies or internal stakeholders.

Ongoing Compliance Management

Providing ongoing support and guidance to maintain compliance, including periodic audits, reviews, and updates to policies and procedures based on evolving regulatory landscapes.

Regulatory Updates and Guidance

Monitoring changes in regulatory landscapes, providing updates on new requirements, and offering guidance on adapting security practices to remain compliant.

Regulatory Framework Expertise

Providing deep knowledge and understanding of industry-specific regulations and standards such as FINRA, HIPAA, SOX, ITAR, etc.

Security Controls Implementation

Assisting in the implementation and configuration of security controls, technologies, and solutions to meet compliance requirements, such as access controls, encryption, logging, and monitoring.

Incident Response Planning

Developing incident response plans and procedures to promptly address and mitigate security incidents, minimizing the potential impact on compliance and regulatory obligations.

Compliance Remediation

Assisting organizations in remediating identified compliance gaps and deficiencies, working towards achieving and maintaining compliance with regulatory requirements.